Yau Leong Lau
劉友亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Leong Lau (劉友亮), a licensed former licensee with CE reference BAT977. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-26 | 2017-07-31 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-26 | 2017-07-31 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-26 | 2017-07-31 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-13 | 2017-04-28 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-13 | 2017-04-28 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-02-13 | 2017-04-28 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-15 | 2017-01-16 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-15 | 2017-01-16 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-29 | 2017-01-16 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-29 | 2016-12-15 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-29 | 2016-12-15 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-01-22 | 2015-01-09 |