Victor Wing Tai Lai
黎榮泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victor Wing Tai Lai (黎榮泰), a licensed Responsible Officer with CE reference APZ779. Currently licensed at 1 firm(s): HK Cai Fu Ju Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HK Cai Fu Ju Asset Management Limited 香港財富聚資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-04 | present |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2016-06-17 | 2017-08-18 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 — Asset management | 2016-06-17 | 2017-08-18 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-15 | 2016-04-29 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-15 | 2016-04-29 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-07-15 | 2016-04-29 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-23 | 2015-04-13 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-02 | 2015-04-13 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-05 | 2014-04-17 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-05 | 2014-04-17 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-05 | 2014-04-17 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2011-07-06 | 2013-07-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-13 | 2013-07-19 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-14 | 2013-07-19 |