Nigel Timothy Kay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nigel Timothy Kay ( ), a licensed former licensee with CE reference ACU879. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Nova Capital Management Limited |
RO | Type 4 — Advising on securities | 2017-11-01 | 2020-09-30 |
| Alpha Nova Capital Management Limited |
RO | Type 9 — Asset management | 2017-11-01 | 2020-09-30 |
| Alpha Nova Capital Management Limited |
Rep | Type 4 — Advising on securities | 2017-09-06 | 2017-11-01 |
| Alpha Nova Capital Management Limited |
Rep | Type 9 — Asset management | 2017-09-06 | 2017-11-01 |
| Evergain Funds Limited 恆益基金有限公司 |
RO | Type 9 — Asset management | 2013-12-17 | 2017-08-04 |
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2013-01-29 | 2013-04-30 |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2013-01-29 | 2013-04-30 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-24 | 2012-06-19 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2012-02-24 | 2012-06-19 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2012-02-24 | 2012-06-19 |
| Alphatraxx (H.K.) Limited | RO | Type 4 — Advising on securities | 2009-07-28 | 2011-10-31 |
| Alphatraxx (H.K.) Limited | RO | Type 9 — Asset management | 2009-07-28 | 2011-10-31 |
| Turiya Advisors Asia Limited | RO | Type 9 — Asset management | 2005-04-26 | 2005-08-11 |
| Peak Capital Limited | RO | Type 4 — Advising on securities | 2004-10-28 | 2008-11-21 |
| Peak Capital Limited | RO | Type 9 — Asset management | 2004-10-28 | 2008-11-21 |