Nigel Timothy Kay

CE No. ACU879 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nigel Timothy Kay (), a licensed former licensee with CE reference ACU879. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
Alpha Nova Capital Management Limited
RO Type 4 — Advising on securities 2017-11-01 2020-09-30
Alpha Nova Capital Management Limited
RO Type 9 — Asset management 2017-11-01 2020-09-30
Alpha Nova Capital Management Limited
Rep Type 4 — Advising on securities 2017-09-06 2017-11-01
Alpha Nova Capital Management Limited
Rep Type 9 — Asset management 2017-09-06 2017-11-01
Evergain Funds Limited
恆益基金有限公司
RO Type 9 — Asset management 2013-12-17 2017-08-04
Glenworth Capital Limited RO Type 4 — Advising on securities 2013-01-29 2013-04-30
Glenworth Capital Limited RO Type 9 — Asset management 2013-01-29 2013-04-30
Conning Asia Pacific Limited
康利亞太有限公司
RO Type 1 — Dealing in securities 2012-02-24 2012-06-19
Conning Asia Pacific Limited
康利亞太有限公司
RO Type 4 — Advising on securities 2012-02-24 2012-06-19
Conning Asia Pacific Limited
康利亞太有限公司
RO Type 9 — Asset management 2012-02-24 2012-06-19
Alphatraxx (H.K.) Limited RO Type 4 — Advising on securities 2009-07-28 2011-10-31
Alphatraxx (H.K.) Limited RO Type 9 — Asset management 2009-07-28 2011-10-31
Turiya Advisors Asia Limited RO Type 9 — Asset management 2005-04-26 2005-08-11
Peak Capital Limited RO Type 4 — Advising on securities 2004-10-28 2008-11-21
Peak Capital Limited RO Type 9 — Asset management 2004-10-28 2008-11-21

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