Alphatraxx (H.K.) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alphatraxx (H.K.) Limited, a Hong Kong-based licensed corporation with CE reference AME505. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2005-12-23.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2005-12-23 | 2012-02-14 |
| Type 9 — Asset management | 2005-12-23 | 2012-02-14 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Janice Soo Ngor Chan 陳素娥 | RO 4, 9 | 2005-12 | 2006-04 |
| Nigel Timothy Kay | RO 4, 9 | 2009-07 | 2011-10 |
| Thomas Wai Hong Li 李偉康 | RO 9 | 2007-02 | 2008-12 |
| Sukant Radhakant Sharma | RO 4 | 2006-12 | 2007-06 |
| Andrew Mark Sinclair | RO 4, 9 | 2005-12 | 2011-11 |
| Mark Andrew Williams | RO 4, 9 Rep 4, 9 | 2006-09 | 2009-08 |
| Abid Aziz | Rep 4, 9 | 2007-10 | 2008-04 |
| Mary Si Chiu 趙思 | Rep 4, 9 | 2007-03 | 2007-04 |
| Ryan Clifford Roberts | Rep 4, 9 | 2007-01 | 2009-04 |
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