Ryan Clifford Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryan Clifford Roberts ( ), a licensed former licensee with CE reference AOE441. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APES Capital Management Limited |
RO | Type 4 — Advising on securities | 2023-08-04 | 2025-05-19 |
| APES Capital Management Limited |
RO | Type 9 — Asset management | 2023-08-04 | 2025-05-19 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2015-07-07 | 2018-08-22 |
| Alphatraxx (H.K.) Limited | Rep | Type 4 — Advising on securities | 2007-12-31 | 2009-04-30 |
| Alphatraxx (H.K.) Limited | Rep | Type 9 — Asset management | 2007-12-31 | 2009-04-30 |
| Alphatraxx (H.K.) Limited | Rep | Type 4 — Advising on securities | 2007-01-10 | 2007-07-10 |