Ivy Lok Ping Pan
潘樂平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Lok Ping Pan (潘樂平), a licensed former licensee with CE reference ADZ359. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2021-07-08 | 2023-08-31 |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2021-07-08 | 2023-08-31 |
| Glenworth Capital Limited | Rep | Type 4 — Advising on securities | 2021-06-11 | 2021-07-08 |
| Glenworth Capital Limited | Rep | Type 9 — Asset management | 2021-06-11 | 2021-07-08 |
| Greatwalle (International) Asset Management Co., Limited 長城匯理(國際)資産管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-30 | 2021-06-01 |
| Greatwalle (International) Asset Management Co., Limited 長城匯理(國際)資産管理有限公司 |
RO | Type 9 — Asset management | 2021-04-30 | 2021-06-01 |
| Aesop Asset Management Limited 晉灃資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-02 | 2018-10-01 |
| Aesop Asset Management Limited 晉灃資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-02 | 2018-10-01 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-22 | 2018-04-30 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-22 | 2018-04-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-30 | 2004-12-07 |