Shun Tim Kwok
郭純恬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Tim Kwok (郭純恬), a licensed Responsible Officer with CE reference AJG509. Currently licensed at 1 firm(s): Gransing Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 27.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-28 | present |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-28 | present |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 9 — Asset management | 2020-07-28 | present |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-02 | present |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-22 | 2020-07-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-22 | 2020-01-02 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 — Asset management | 2016-06-22 | 2020-07-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-04 | 2020-07-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-18 | 2016-06-22 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 9 — Asset management | 2016-04-18 | 2016-06-22 |
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2013-03-12 | 2013-08-16 |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2013-03-12 | 2013-08-16 |
| Glenworth Capital Limited | Rep | Type 4 — Advising on securities | 2013-03-06 | 2013-03-12 |
| Glenworth Capital Limited | Rep | Type 9 — Asset management | 2013-03-06 | 2013-03-12 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-02-06 | 2013-02-05 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-02-06 | 2013-02-05 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 — Asset management | 2012-02-06 | 2012-12-01 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-12-02 | 2012-02-06 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-12-02 | 2010-12-06 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-12-02 | 2013-02-05 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-12-02 | 2010-12-06 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-12-02 | 2013-02-05 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-17 | 2005-09-30 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-12-17 | 2005-09-30 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-19 | 2004-12-15 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-04 | 2004-12-15 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-11 | 2004-04-29 |