Martin Kim Ho Li
李劍豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Kim Ho Li (李劍豪), a licensed former licensee with CE reference ACP472. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-15 | 2021-06-15 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-27 | 2018-07-31 |
| M Securities Limited 雙龍證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-10 | 2015-02-01 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-04 | 2006-04-01 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-04 | 2006-04-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-08 | 2005-07-04 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-08 | 2005-07-04 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-08 | 2005-07-04 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-28 | 2005-03-07 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-28 | 2005-03-07 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-16 | 2003-08-07 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-16 | 2003-08-07 |