Wai Ming Kwong
鄺偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Kwong (鄺偉明), a licensed Representative with CE reference ABN497. Currently licensed at 1 firm(s): Orient Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | present |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-07-23 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-07-23 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-25 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-25 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-25 |