Lai Ping Woo
胡麗冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ping Woo (胡麗冰), a licensed Representative with CE reference ADW260. Currently licensed at 1 firm(s): China System Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China System Securities Limited 華信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-25 | present |
| Business Securities Limited 東信證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-09 | 2024-03-19 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-15 | 2024-03-19 |
| Business Futures Limited 東信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-15 | 2023-11-27 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-05-15 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2012-05-15 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-25 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-25 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-25 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-25 |