Yiu Cheong Lau
劉耀昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Cheong Lau (劉耀昌), a licensed former licensee with CE reference ACC895. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-14 | 2009-10-20 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-09-14 | 2007-03-14 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-14 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-26 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-26 |
| Business Futures Limited 東信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2009-10-20 |
| Business Futures Limited 東信期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-09-26 |
| Business Futures Limited 東信期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-09-26 |