Kin So
蘇健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin So (蘇健), a licensed Responsible Officer with CE reference AID232. Currently licensed at 1 firm(s): Fiduciary Securities Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fiduciary Securities Limited 護信證券有限公司 |
RO | Type 9 — Asset management | 2026-01-02 | present |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
RO | Type 4 — Advising on securities | 2025-01-07 | 2025-11-14 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
RO | Type 9 — Asset management | 2025-01-07 | 2025-11-14 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-15 | 2024-10-23 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-12-15 | 2024-10-23 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2023-12-15 | 2024-10-23 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-21 | 2023-11-19 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-21 | 2023-11-19 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 9 — Asset management | 2021-12-21 | 2023-11-19 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-14 | 2021-10-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-14 | 2021-10-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2020-09-14 | 2021-10-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-09 | 2021-10-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 — Asset management | 2020-09-09 | 2021-10-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-13 | 2020-09-09 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-13 | 2020-09-09 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-10-16 | 2020-04-03 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-06 | 2020-04-03 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-27 | 2020-04-03 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-27 | 2020-04-03 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-19 | 2018-06-27 |
| Meta Elephant Capital Limited 元象資本有限公司 |
RO | Type 4 — Advising on securities | 2017-02-10 | 2018-06-15 |
| Meta Elephant Capital Limited 元象資本有限公司 |
RO | Type 9 — Asset management | 2017-02-10 | 2018-06-15 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-04 | 2016-12-13 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 4 — Advising on securities | 2016-01-04 | 2016-12-13 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 9 — Asset management | 2016-01-04 | 2016-12-13 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-09-24 | 2015-12-31 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-24 | 2015-12-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | 2012-03-13 | 2015-07-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-28 | 2015-07-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2007-01-23 | 2015-07-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-29 | 2015-07-31 |