HC Securities (HK) Limited

海川證券(香港)有限公司

CE No. BRI780 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HC Securities (HK) Limited (海川證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BRI780. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 6). Earliest licence on file: 2021-12-21.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Unit 2302, 23/F, FWD Financial Centre, 308 Des Voeux Road Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2021-12-21	present
Type 4 — Advising on securities	2021-12-21	present
Type 9 — Asset management	2021-12-21	present

Licensed staff (all-time) (6)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Yiu Kei Philip Cheung 張耀其	RO 1, 4, 9	2024-06	Present
Fang Gao 高放	RO 1, 4, 9 Rep 9	2023-07	2024-04
Andrew Shu Yan Lee 李樹仁	RO 1, 4, 9	2023-09	2024-06
Yu Kau Lui 呂譽鏐	RO 1, 4, 9	2021-12	2023-12
Kin So 蘇健	RO 1, 4, 9	2021-12	2023-11
Philip Hongyu Yen 顏宏宇	RO 1, 4, 9 Rep 1, 4, 9	2023-10	Present