Yiu Kei Philip Cheung
張耀其
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kei Philip Cheung (張耀其), a licensed Responsible Officer with CE reference AFB068. Currently licensed at 1 firm(s): HC Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-11 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-06-11 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 9 — Asset management | 2024-06-11 | present |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 1 — Dealing in securities | 2021-07-06 | 2023-07-27 |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 4 — Advising on securities | 2021-07-06 | 2023-07-27 |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 9 — Asset management | 2021-07-06 | 2023-07-27 |
| COS-Capital Hong Kong International Co. Limited |
Rep | Type 1 — Dealing in securities | 2021-06-03 | 2021-07-06 |
| COS-Capital Hong Kong International Co. Limited |
Rep | Type 4 — Advising on securities | 2021-06-03 | 2021-07-06 |
| COS-Capital Hong Kong International Co. Limited |
Rep | Type 9 — Asset management | 2021-06-03 | 2021-07-06 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-03 | 2020-12-20 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 4 — Advising on securities | 2020-09-03 | 2020-12-20 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 9 — Asset management | 2020-09-03 | 2020-12-20 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-07 | 2020-08-28 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 — Advising on securities | 2019-05-07 | 2020-08-28 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 — Asset management | 2019-05-07 | 2020-08-28 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-11 | 2019-04-30 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 4 — Advising on securities | 2018-10-11 | 2019-04-30 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 9 — Asset management | 2018-10-11 | 2019-04-30 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-16 | 2017-07-15 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2017-05-16 | 2017-07-15 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-06 | 2017-05-16 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-06 | 2017-05-16 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-10-26 | 2016-12-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-04 | 2016-12-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-08-04 | 2016-12-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2015-08-04 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2015-08-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-17 | 2012-03-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-17 | 2012-03-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-17 | 2012-03-27 |