Philip Hongyu Yen
顏宏宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Hongyu Yen (顏宏宇), a licensed Responsible Officer with CE reference BOH507. Currently licensed at 1 firm(s): HC Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-19 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-07-19 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 9 — Asset management | 2024-07-19 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-05 | 2024-07-19 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-05 | 2024-07-19 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-10-05 | 2024-07-19 |
| Eminence Asset Management (Asia) Limited 卓高資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2022-06-09 | 2023-08-10 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-05 | 2022-03-08 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-05 | 2022-03-08 |