King Yan Law
羅景仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yan Law (羅景仁), a licensed Responsible Officer with CE reference ABF811. Currently licensed at 2 firm(s): Karl-Thomson Commodities Company Limited, Karl-Thomson Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-10-26 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-12 | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2012-10-26 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-05 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-05 |