Catherine Sze Ka Ho
賀施嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Sze Ka Ho (賀施嘉), a licensed former licensee with CE reference ANZ530. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-28 | 2018-07-27 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2007-05-15 | 2010-07-21 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-19 | 2010-07-21 |