Pui Kin Fung
馮培健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kin Fung (馮培健), a licensed Responsible Officer with CE reference ALN323. Currently licensed at 1 firm(s): Core Capital Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-07 | present |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-29 | 2020-12-16 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-29 | 2019-03-07 |
| Corres International HK Co., Limited 牛交所香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-07 | 2019-01-20 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-18 | 2018-06-01 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-04 | 2016-10-18 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2016-01-26 | 2016-09-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | 2016-01-26 | 2016-09-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-30 | 2016-09-30 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-06 | 2016-09-30 |