Kwok Hing Lam
藍國慶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hing Lam (藍國慶), a licensed former licensee with CE reference AAA246. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 9 — Asset management | 2004-12-16 | 2005-09-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-09-30 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-04-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-04-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-11-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-04-23 |