Lawrence Kwok Keung Wong
黃國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Kwok Keung Wong (黃國強), a licensed Responsible Officer with CE reference AFO320. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 4 — Advising on securities | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 9 — Asset management | 2022-05-16 | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-12-30 | 2022-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-31 | 2022-03-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2020-03-31 | 2022-03-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 9 — Asset management | 2020-03-31 | 2022-03-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-26 | 2020-03-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2020-03-26 | 2020-03-31 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-26 | 2020-03-15 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-26 | 2020-03-15 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-29 | 2019-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | 2013-02-19 | 2019-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-03-31 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2019-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-23 |