Yuen Ting Kwok
郭婉婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ting Kwok (郭婉婷), a licensed Representative with CE reference ACD384. Currently licensed at 1 firm(s): Core Pacific - Yamaichi International (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-19 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-19 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2019-04-10 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-01 | 2019-04-10 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-08 | 2019-04-10 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-30 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-30 | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-30 | 2016-06-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-08 | 2013-08-16 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2005-09-20 | 2013-08-16 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2013-08-16 |