Ka Man Kwan
關嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Kwan (關嘉敏), a licensed Representative with CE reference AEO500. Currently licensed at 2 firm(s): Bright Smart Futures & Commodities Company Limited, Bright Smart Securities International (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-31 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-17 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-24 | 2014-10-18 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-02 | 2007-01-19 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-05 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-05 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-05 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-05 |