Tin Wai Liu
廖天為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Wai Liu (廖天為), a licensed former licensee with CE reference ALV394. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-18 | 2019-11-26 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-19 | 2010-10-04 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-31 | 2008-10-16 |