Lap Kwan Chan
陳立群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kwan Chan (陳立群), a licensed Responsible Officer with CE reference ABO665. Currently licensed at 3 firm(s): Karl Thomson Finance Limited, Karl-Thomson Securities Company Limited, Karl-Thomson Commodities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 8 — Securities margin financing; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Securities margin financing →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Finance Limited 高信財務有限公司 |
RO | Type 8 — Securities margin financing | 2018-05-03 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 — Asset management | 2010-03-11 | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-30 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-10-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-10-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-30 |