Nuen Wa Cheung
張暖華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nuen Wa Cheung (張暖華), a licensed former licensee with CE reference ANJ610. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-28 | 2019-08-18 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2007-05-15 | 2019-08-18 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-11 | 2019-08-18 |