Sheung Yuk Chiu
趙嫦玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Yuk Chiu (趙嫦玉), a licensed Responsible Officer with CE reference AKU355. Currently licensed at 1 firm(s): Sino Linear Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Linear Investment Management Limited 信諾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | 2026-01-08 | present |
| Sino Linear Investment Management Limited 信諾聯投資管理有限公司 |
RO | Type 9 — Asset management | 2023-11-16 | present |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-01 | 2023-10-31 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-01 | 2023-10-31 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-01 | 2023-10-31 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-14 | 2023-04-01 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-14 | 2023-04-01 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 9 — Asset management | 2019-08-14 | 2023-04-01 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-19 | 2019-08-14 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-19 | 2019-08-14 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 9 — Asset management | 2019-07-19 | 2019-08-14 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-09 | 2019-04-08 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 4 — Advising on securities | 2018-11-09 | 2019-04-08 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 9 — Asset management | 2018-11-09 | 2019-04-08 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-14 | 2018-10-15 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-14 | 2018-10-15 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-01-19 | 2016-08-01 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 9 — Asset management | 2016-01-19 | 2016-08-01 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 9 — Asset management | 2014-10-27 | 2016-01-15 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-24 | 2016-01-15 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-24 | 2016-01-15 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-30 | 2013-10-24 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2006-05-25 | 2014-10-27 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-06 | 2016-01-15 |