Kwok Lun Nam
藍國倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lun Nam (藍國倫), a licensed Responsible Officer with CE reference AAA205. Currently licensed at 5 firm(s): Karl Thomson Investment Consultants Limited, Karl Thomson Financial Advisory Limited, Karl-Thomson Securities Company Limited, Karl-Thomson Commodities Company Limited, Karl Thomson Finance Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 8 — Securities margin financing; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Securities margin financing →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 9 — Asset management | 2004-12-16 | present |
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-11-26 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Karl Thomson Finance Limited 高信財務有限公司 |
RO | Type 8 — Securities margin financing | present | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 — Asset management | present | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-25 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-11-25 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-25 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-11-25 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-11-25 |