Yin Bing Chan
陳彥冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Bing Chan (陳彥冰), a licensed former licensee with CE reference AHX701. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Proliferation Asset Management Limited 晉盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-23 | 2022-06-01 |
| Proliferation Asset Management Limited 晉盈資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-23 | 2022-06-01 |
| Prestige Securities Limited 盛德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-09 | 2017-09-29 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-15 | 2017-09-29 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-15 | 2017-09-29 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-02 | 2016-11-10 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | 2012-03-29 | 2016-11-10 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-30 | 2016-11-10 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2005-03-16 | 2016-11-10 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-31 | 2016-11-10 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-09 |