Erika Ka Yee Chan
陳嘉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erika Ka Yee Chan (陳嘉怡), a licensed Representative with CE reference AQI816. Currently licensed at 2 firm(s): Karl Thomson Investment Consultants Limited, Karl-Thomson Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2017-08-31 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-06 | present |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-06 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-31 | 2015-04-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-12 | 2010-05-31 |