Agnes Mang Ching Wu
胡孟青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agnes Mang Ching Wu (胡孟青), a licensed former licensee with CE reference AFR298. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-22 | 2006-02-01 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-12-22 | 2006-02-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-07 | 2006-02-01 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-11-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-16 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-16 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-11-16 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-16 |