Ellis Chi Fai Chan
陳志輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellis Chi Fai Chan (陳志輝), a licensed former licensee with CE reference ABY428. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-09 | 2018-04-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-13 | 2018-04-20 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-23 | 2009-03-03 |