Siu Kwong Leung
梁兆廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kwong Leung (梁兆廣), a licensed former licensee with CE reference ADR128. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-03 | 2024-01-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2021-08-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-07 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-07 | 2021-08-05 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-04 | 2015-06-16 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-04 | 2014-09-15 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-04 | 2015-06-16 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-11-01 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-11-01 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-23 |