SDIC Securities International Financial Holdings Limited
國投證券國際金融控股有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SDIC Securities International Financial Holdings Limited (國投證券國際金融控股有限公司), a Hong Kong-based licensed corporation with CE reference ADS612. Current licensed staff on file: 0 (total recorded over time: 60).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2014-12-03 |
| Type 4 — Advising on securities | present | 2012-08-17 |
| Type 6 — Advising on corporate finance | present | 2005-01-28 |
| Type 9 — Asset management | present | 2005-01-28 |
Licensed staff (all-time) (60)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tai Chung Au 區大中 | RO 1 | 2012-08 | 2014-09 |
| Tung Woon Cheung 張棟煥 | RO 1, 4, 6, 9 | Pre-2003 | 2011-09 |
| Ka Wah Chiu 招家驊 | RO 1, 4 | 2003-08 | 2011-08 |
| Chi Hon Ho 何志侃 | RO 1 | 2003-08 | 2005-02 |
| Xiaochuan Wang 王曉川 | RO 1, 4 Rep 1 | 2010-05 | 2014-09 |
| Ka Lung Yip 葉家龍 | RO 1, 4 Rep 1, 4 | 2010-09 | 2012-08 |
| Emma Chin Lai Au 歐千麗 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-10 |
| Ting Cao 曹婷 | Rep 1 | 2010-12 | 2014-09 |
| Cho Tung Chan 陳祖東 | Rep 1 | 2003-08 | 2008-04 |
| Ka Kin (SFC:AEQ192) Chan 陳家健 | Rep 1 | 2003-07 | 2010-09 |
| Kam Wah (SFC:ATI428) Chan 陳錦華 | Rep 1 | 2009-08 | 2010-08 |
| Man Kam Chan 陳文金 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-08 |
| Sui Cheung (SFC:AAF644) Chan 陳瑞祥 | Rep 1 | 2004-01 | 2010-04 |
| Tony Lup Chan 陳立 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-09 |
| Wai Hung (SFC:ARA444) Chan 陳偉雄 | Rep 1 | 2010-09 | 2013-05 |
| Yin Yee (SFC:ADZ086) Chan 陳燕兒 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-09 |
| Yuk Chun Chan 陳玉珍 | Rep 1 | 2003-12 | 2006-11 |
| Fung Lin Cheng 鄭鳳蓮 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-10 |
| Kwok Wah Cheung 張國華 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-11 |
| Nga Li Cheung 張雅莉 | Rep 1 | 2010-07 | 2014-09 |
| Hon Wah Chiu 趙漢華 | Rep 1 | 2011-05 | 2014-09 |
| Sau Shing Chow 周秀成 | Rep 4 | 2010-05 | 2011-05 |
| Chak Man Chung 鍾澤敏 | Rep 1 | 2010-04 | 2011-05 |
| Deolindo Orlando Delgado |