Xiaochuan Wang
王曉川
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaochuan Wang (王曉川), a licensed Responsible Officer with CE reference AQP721. Currently licensed at 2 firm(s): SDIC Securities Futures (Hong Kong) Limited, SDIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
RO | Type 5 — Advising on futures contracts | 2026-01-22 | present |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-25 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-07 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2011-07-07 | present |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-12 | 2017-08-25 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-07 | 2014-09-15 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
RO | Type 4 — Advising on securities | 2011-07-07 | 2012-08-13 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | 2011-07-07 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-12 | 2011-07-07 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-21 | 2010-04-19 |