Wai Tung Poon
潘衛東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tung Poon (潘衛東), a licensed former licensee with CE reference AFE277. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | 2024-05-17 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-09-15 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-23 |