Wai Tung Poon

潘衛東
CE No. AFE277 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tung Poon (潘衛東), a licensed former licensee with CE reference AFE277. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
SDIC Securities (Hong Kong) Limited
國投證券(香港)有限公司
Rep Type 1 — Dealing in securities 2010-11-16 2024-05-17
SDIC Securities International Financial Holdings Limited
國投證券國際金融控股有限公司
Rep Type 1 — Dealing in securities present 2014-09-15
SDIC Securities International Financial Holdings Limited
國投證券國際金融控股有限公司
Rep Type 4 — Advising on securities present 2005-02-23
SDIC Securities International Financial Holdings Limited
國投證券國際金融控股有限公司
Rep Type 6 — Advising on corporate finance present 2005-02-23
SDIC Securities International Financial Holdings Limited
國投證券國際金融控股有限公司
Rep Type 9 — Asset management present 2005-02-23

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