Horace Hoi Hung Wong
黃海洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Hoi Hung Wong (黃海洪), a licensed Responsible Officer with CE reference ACS469. Currently licensed at 1 firm(s): Joyful Capital HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-04-09 | present |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 — Asset management | 2025-04-09 | present |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 4 — Advising on securities | 2024-11-27 | 2025-04-03 |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 9 — Asset management | 2024-11-27 | 2025-04-03 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 4 — Advising on securities | 2022-10-10 | 2023-05-31 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-24 | 2023-05-31 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-26 | 2022-05-24 |
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-04-26 | 2023-05-31 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-17 | 2022-02-28 |
| Tiger Faith Securities Limited 駿達證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-20 | 2022-02-28 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-02 | 2018-06-18 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-26 | 2016-10-28 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-22 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-23 |