Joan Shuk Ching Koo
古淑貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joan Shuk Ching Koo (古淑貞), a licensed former licensee with CE reference AMI452. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-04 | 2016-07-12 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-01 | 2012-03-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-01 | 2013-10-10 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-09 | 2009-07-01 |