Rose Ko
高湘維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rose Ko (高湘維), a licensed Responsible Officer with CE reference BKH127. Currently licensed at 1 firm(s): Head & Shoulders Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
RO | Type 9 — Asset management | 2025-07-08 | present |
| Merdeka Investment Management Limited 領智投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-09 | 2025-04-10 |
| Merdeka Investment Management Limited 領智投資管理有限公司 |
RO | Type 9 — Asset management | 2024-08-09 | 2025-04-10 |
| Merdeka Investment Management Limited 領智投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-17 | 2024-08-09 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-22 | 2024-05-31 |
| Merdeka Investment Management Limited 領智投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-22 | 2024-08-09 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-02 | 2019-03-31 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-02 | 2019-03-31 |
| LT Finance Management Limited | Rep | Type 4 — Advising on securities | 2018-08-02 | 2019-03-31 |
| LT Finance Management Limited | Rep | Type 5 — Advising on futures contracts | 2018-08-02 | 2019-03-31 |