Qiming Chen
陳啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiming Chen (陳啟明), a licensed former licensee with CE reference AYN332. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2019-11-15 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-26 | 2019-11-15 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-26 | 2019-11-15 |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-13 | 2015-08-07 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-05-21 | 2013-07-02 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-01 | 2013-07-02 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-01 | 2013-07-02 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 9 — Asset management | 2011-12-01 | 2012-05-21 |