Stephen Henry Chu
徐英略
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Henry Chu (徐英略), a licensed Responsible Officer with CE reference ARR623. Currently licensed at 1 firm(s): Head & Shoulders Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
RO | Type 9 — Asset management | 2012-11-05 | present |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-03 | 2012-11-05 |
| Hui Xian Asset Management Limited 滙賢房託管理有限公司 |
RO | Type 9 — Asset management | 2011-04-08 | 2012-07-01 |
| ESR Asset Management (Prosperity) Limited 泓富資產管理有限公司 |
RO | Type 9 — Asset management | 2008-11-10 | 2011-04-08 |
| ESR Asset Management (Prosperity) Limited 泓富資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-09-30 | 2008-11-10 |