ESR Asset Management (Prosperity) Limited
泓富資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ESR Asset Management (Prosperity) Limited (泓富資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AMP603. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 20). Earliest licence on file: 2005-11-30.
Registered address
Unit 901 Level 9 Fortune Metropolis, 6 The Metropolis Drive, Hunghom Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2005-11-30 | present |
Licensed staff (all-time) (20)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Anthony Meng Huat Ang 洪明发 | RO 9 | 2006-11 | 2010-03 |
| Kei Kin Chan 陳基健 | RO 9 Rep 9 | 2007-10 | 2014-10 |
| Stephen Henry Chu 徐英略 | RO 9 Rep 9 | 2008-09 | 2011-04 |
| Vicho Meng Him Chung 鍾銘謙 | RO 9 Rep 9 | 2011-11 | Present |
| Charlie Chung-Sing Lin 林寵陞 | RO 9 | 2005-11 | 2007-06 |
| Chi Wah Ng 吳志華 | RO 9 Rep 9 | 2008-09 | Present |
| Yan Seen Soon 孫瑩心 | RO 9 | 2005-11 | 2006-05 |
| Lai Hung Wong 黃麗虹 | RO 9 Rep 9 | 2006-06 | Present |
| Kam Thai Yip | RO 9 | 2006-05 | 2009-02 |
| Christine Suk Han Chan 陳淑嫻 | Rep 9 | 2006-06 | 2006-09 |
| Kam Ping Chan 陳錦萍 | Rep 9 | 2016-03 | Present |
| Lok Tin (SFC:BFF359) Chan 陳樂天 | Rep 9 | 2015-04 | 2016-04 |
| Kin Wah Cheung 張建華 | Rep 9 | 2016-09 | Present |
| Justina Yu Chiu 趙宇 | Rep 9 | 2006-05 | 2006-08 |
| Sam Aik Kwik 郭三溢 | Rep 9 | 2007-01 | 2007-03 |
| Wai Ha (SFC:BHB669) Lam 林慧霞 | Rep 9 | 2016-03 | 2017-03 |
| Jingbo Lao 勞靜波 | Rep 9 | 2017-07 | 2020-05 |
| Abel Chun Im Mak 麥俊儼 | Rep 9 | 2011-11 | 2016-03 |
| Kit Fu Siu 蕭傑夫 | Rep 9 | 2016-07 | Present |
| Chun Wai To 杜晉瑋 | Rep 9 | 2021-03 | 2021-10 |
Showing 1–20 of 20
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司