Yan Seen Soon
孫瑩心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Seen Soon (孫瑩心), a licensed Responsible Officer with CE reference AAQ324. Currently licensed at 2 firm(s): PineBridge Investments Asia Limited, PineBridge Investments Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-04-02 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-10 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-03-10 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 — Asset management | 2009-03-10 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 9 — Asset management | 2009-03-10 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-03 | 2009-03-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-09-03 | 2009-03-10 |
| HSZ (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-08-04 | 2008-08-31 |
| HSZ (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-08-04 | 2008-08-31 |
| ESR Asset Management (Prosperity) Limited 泓富資產管理有限公司 |
RO | Type 9 — Asset management | 2005-11-30 | 2006-05-04 |
| Standard Life Investments (Asia) Limited | RO | Type 9 — Asset management | present | 2005-06-28 |