Zhiyuan Ye
叶志遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiyuan Ye (叶志遠), a licensed former licensee with CE reference BNU296. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-07 | 2024-01-16 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-02-07 | 2024-01-16 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-18 | 2021-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-11-18 | 2021-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-02 | 2021-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-02 | 2021-12-31 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-17 | 2020-04-17 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-17 | 2020-04-17 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-17 | 2020-04-17 |