Ning (SFC:ANE665) Zhang
張寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning (SFC:ANE665) Zhang (張寧), a licensed former licensee with CE reference ANE665. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-30 | 2024-04-26 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-30 | 2024-04-26 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-30 | 2024-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-04 | 2013-09-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-03 | 2013-09-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-07-13 | 2013-09-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-13 | 2010-09-03 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2006-07-12 | 2007-02-28 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2006-05-03 | 2007-02-28 |