Hiu Shun Chan
陳曉信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Shun Chan (陳曉信), a licensed Responsible Officer with CE reference AZE439. Currently licensed at 1 firm(s): Sirenia Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sirenia Capital Limited 浩泓資本有限公司 |
RO | Type 4 — Advising on securities | 2024-11-07 | present |
| Sirenia Capital Limited 浩泓資本有限公司 |
RO | Type 9 — Asset management | 2024-11-07 | present |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 4 — Advising on securities | 2024-01-04 | 2024-09-14 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 9 — Asset management | 2024-01-04 | 2024-09-14 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 4 — Advising on securities | 2020-11-19 | 2022-12-31 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 9 — Asset management | 2020-11-19 | 2022-12-31 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2020-08-27 | 2020-11-19 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 9 — Asset management | 2020-08-27 | 2020-11-19 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-22 | 2020-06-16 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
RO | Type 9 — Asset management | 2019-03-22 | 2020-06-16 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-10 | 2019-03-13 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-10 | 2019-03-13 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-10 | 2019-03-13 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-19 | 2017-06-28 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-12 | 2016-04-07 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-12 | 2013-08-31 |