Yan Ting Kum
甘欣庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ting Kum (甘欣庭), a licensed former licensee with CE reference AMJ194. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-19 | 2018-12-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-07-19 | 2018-12-10 |
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2014-05-12 | 2016-06-27 |
| Morningstar Investment Management Asia Limited |
Rep | Type 9 — Asset management | 2014-05-12 | 2016-03-02 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-22 | 2006-08-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-12 | 2006-05-15 |