Morningstar Investment Management Asia Limited

CE No. BCN380 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Morningstar Investment Management Asia Limited (), a Hong Kong-based licensed corporation with CE reference BCN380. Currently licensed for regulated activity type(s) 4 — Advising on securities. Current licensed staff on file: 28 (total recorded over time: 75). Earliest licence on file: 2014-05-08.

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Registered address

Unit 6808-09 The Center, 99 Queen's Road Central, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2014-05-08	present
Type 9 — Asset management	2014-05-08	2016-03-09

Licensed staff (all-time) (75)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Daniel Robert Baker	RO 4 Rep 4	2014-11	Present
Joel Robert Bloomer	RO 4	2014-12	2015-10
Wing Hei Chan 陳永熙	RO 4 Rep 4	2014-11	Present
Nicholas Cheung 張瀚升	RO 4	2016-09	Present
Christopher Andrew Galloway	RO 4, 9	2014-05	2016-12
Philip Matthew Gorham	RO 4 Rep 4	2020-11	2023-07
Grant Lindsay Kennaway	RO 4	2014-12	2016-12
Chok Wai Lee	RO 4 Rep 4	2015-12	Present
Edna Lorraine Tan	RO 4 Rep 4	2015-08	Present
Jin Tao 陶瑾	RO 4, 9	2014-05	2016-02
Sze Man (SFC:AOR611) Wong 黃思敏	RO 4 Rep 4	2016-01	2017-06
Shihan Chamila Abeygunawardana	Rep 4	2019-01	2026-05
Hunter Reece Beaudoin	Rep 4	2021-09	Present
Sundeep Bhat	Rep 4	2019-11	2023-02
Elizabeth Jingxi Peng Campbell	Rep 4	2018-12	2022-04
Nicholas Gyles Edward Chalk	Rep 4	2019-03	2020-03
Ching Yee Chan 陳靖怡	Rep 4	2020-12	Present
Chia-Lun Cheng 鄭家倫	Rep 4	2016-03	2021-03
Yu Tong Cheng 程宇彤	Rep 4	2025-09	Present
Hoi Ki (SFC:BSW141) Cheung 張凱騏	Rep 4	2022-08	2024-01
William Kong Meng Chow 仇光明	Rep 4	2020-06	2022-01
Jackie Tsun Kit Choy 蔡俊傑	Rep 4	2014-11	Present
Andrew Scott Daniels	Rep 4	2018-12	2021-02
Peter Dietrich	Rep 4	2016-08	2018-12
Jingwen Du 杜婧雯	Rep 4	2024-10	2025-04
Jeff Rey Floro	Rep 4	2015-12	2018-03
Pooi Ken Foong	Rep 4	2019-11	2021-04
Patrick Yuanning Ge	Rep 4	2019-06	2022-09
Adam Michael Grabow	Rep 4, 9	2015-02	2021-03
Song (SFC:BFZ514) Hu	Rep 4	2015-08	2017-06
Ka Wo Hui 許家和	Rep 4	2022-08	Present
Kazunori Ito	Rep 4	2016-05	2017-06
Siu Chung Kan 簡兆聰	Rep 4	2023-05	Present
Yan Ting Kum 甘欣庭	Rep 4, 9	2014-05	2016-06
Mari Kumagai	Rep 4	2016-02	2017-06
Mark Laidlaw	Rep 4	2015-10	2018-03
Yat Hymn Douglas Lam 林溢謙	Rep 4	2025-05	Present
Jay Shen Lee	Rep 4	2018-08	2023-08
Phelix Yuk Yeung Lee 李旭暘	Rep 4	2019-10	Present
Philip Thomas Lee	Rep 4	2019-02	2023-05
Zhengwei Liang 梁政瑋	Rep 4	2019-06	Present
Samuel Lo	Rep 4	2020-01	2025-07
Makoto Naito	Rep 4	2025-08	Present
Jan Abraham Nel	Rep 4	2018-07	2019-09
Ho Chuen Pang 彭浩銓	Rep 4	2019-11	2021-01
Yuk Hung Pang	Rep 4	2019-10	Present
Rajarshi Putatunda	Rep 4	2020-09	2025-04
Chenchen Qu 屈辰晨	Rep 4	2019-06	2023-09
Germaine Chung Man Share 佘仲文	Rep 4	2014-11	Present
Xiao Wei Song 宋曉偉	Rep 4	2015-09	Present
Ruzhe Su 蘇汝哲	Rep 4	2018-03	Present
Fei (SFC:AWK584) Sun 孫飛	Rep 4	2022-02	Present
Jia (SFC:BOL365) Sun 孫佳	Rep 4	2021-11	2022-03
Wen (SFC:BGI922) Sun 孫雯	Rep 4	2015-10	2017-08
Yee Hang Tam 譚綺蘅	Rep 4	2014-11	Present
Jiaping Tan 譚嘉萍	Rep 4	2015-09	Present
Yin Fai Tang 鄧彥徽	Rep 4	2024-09	2025-03
Stephanie Cheuk Wai Ting 丁卓蔚	Rep 4	2025-12	Present
Ti-Yun Tsai 蔡笛韻	Rep 4	2019-11	2022-03
Ho Yin Tsang 曾浩賢	Rep 4	2021-08	Present
Chau Po Teresa Vazquez Ng 吳秋寶	Rep 4	2020-06	2023-10
Chien-Kai Wang 王健凯	Rep 4	2021-10	Present
Shanshan Wei 韋珊珊	Rep 4	2016-08	2017-06
Cedric Chi Lok Wong 黃志樂	Rep 4, 9	2015-12	2019-06
Stephanie Ka Wai Woo 胡家瑋	Rep 4	2017-02	2020-11
Michael Kai-Tai Wu 胡啟泰	Rep 4	2014-11	2022-12
Yuening Wu 吴粤宁	Rep 4	2022-08	2026-01
Yu (SFC:BGD219) Xie 謝瑜	Rep 4	2015-09	2020-04
Junhao Yang 杨钧皓	Rep 4	2025-03	Present
Shuchao Yang 楊書超	Rep 4	2023-10	Present
Yeow Xin Don Yew 尤孝鑫	Rep 4	2015-12	2017-07
Jiaping Yi 易佳平	Rep 4	2016-03	2017-03
Junfei Zhang 張峻菲	Rep 4	2021-09	Present
Yongcan Zheng	Rep 4	2016-03	2017-03
Phillip Yun Zhong 鍾允	Rep 4	2015-03	2021-03