Jin Tao
陶瑾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Tao (陶瑾), a licensed Responsible Officer with CE reference BCN396. Currently licensed at 1 firm(s): Nova Spectrum Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nova Spectrum Capital Management Limited 新辰資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-07-19 | present |
| Nova Spectrum Capital Management Limited 新辰資本管理有限公司 |
RO | Type 9 — Asset management | 2016-07-19 | present |
| Nova Spectrum Capital Management Limited 新辰資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-24 | 2016-07-19 |
| Nova Spectrum Capital Management Limited 新辰資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-24 | 2016-07-19 |
| Morningstar Investment Management Asia Limited |
RO | Type 4 — Advising on securities | 2014-05-08 | 2016-02-29 |
| Morningstar Investment Management Asia Limited |
RO | Type 9 — Asset management | 2014-05-08 | 2016-02-29 |