Stephanie Ka Wai Woo
胡家瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Ka Wai Woo (胡家瑋), a licensed former licensee with CE reference AQR182. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2017-02-03 | 2020-11-06 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-15 | 2016-02-19 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-15 | 2016-02-19 |
| Gavekal Capital Limited | Rep | Type 9 — Asset management | 2013-05-02 | 2014-02-01 |
| Marshall Wace Gavekal Asia Limited | Rep | Type 9 — Asset management | 2010-11-29 | 2013-04-30 |
| Marshall Wace Gavekal Asia Limited | Rep | Type 9 — Asset management | 2008-07-02 | 2008-12-31 |
| Gavekal Capital Limited | Rep | Type 9 — Asset management | 2008-04-17 | 2010-10-25 |