Daniel Robert Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Robert Baker, a licensed Representative with CE reference AOX581. Currently licensed at 1 firm(s): Morningstar Investment Management Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2021-02-18 | present |
| Morningstar Investment Management Asia Limited |
RO | Type 4 — Advising on securities | 2015-09-16 | 2021-02-18 |
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2014-11-17 | 2015-09-16 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-07 | 2010-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-05-15 | 2008-03-01 |